Peter Williams, CEO and founder of ACE, and Tom Petrone, director of capital markets at Dynasty Financial Partners, discuss why a high net worth investor would look to Registered Investor Advisors for help, how the process of accessing an RIA is different in the public versus private markets, and what challenges investors should be ready to face when it comes to direct private investments.
Material in this work is for general illustrative, informational, and/or educational purposes only, without regard to any particular investor’s objectives, financial situation or circumstances, and should not to be construed as legal, tax, financial or accounting advice. The material in this work reflects the personal views of the authors and not necessarily those of their company or firm or any of their respective customers or clients. Prior to the execution of a purchase or sale of any security or investment, you are advised to consult with your own advisors. Reproduced with permission from ACE Portal